Financial Services Compliance Analyst


Brief Summary

Financial Services Compliance Analyst Technical Requirements: Supplier resources will have the following skills / experience / background: • Solid knowledge of rules, regulations and statutes regarding the issues of compliance • Proven ability to communicate effectively with all levels of management • Excellent written and verbal communication skills • Excellent presentation skills • Strong analytical and problem-solving skills • Three to five years experience as a compliance analyst including auditing and risk management • Bachelor's degree in business, finance or accounting Tasks: The following itemized tasks are to be provided by Supplier in the performance of Services described under this JOB DESCRIPTION. • Provide compliance support • Coordinate compliance processes and procedures • Assist in providing guidance to senior management in regards to compliance policies, practices and internal controls • Prepare, maintain and update internal databases and reports • Assist in the design and development of compliance testing strategies and methodologies • Assist with regulatory exams • Research regulatory requirements • Assist in the development of internal policies and procedures • Prepare various reports and other compliance documentation • Investigate, analyze and document all areas of possible regulatory concern.